Access Compliance FS –
Institutional Broker Dealers
Whether monitoring Capital Markets Traders transacting derivatives trades or Investment Bankers advising on cross-border mergers, Institutional Broker Dealers are facing significant governance challenges. They are operating in markets where the speed of transactions is intensifying as rapidly as their requirements for oversight, transparency, and accountability.
Access Compliance FS – Institutional Broker Dealers, a comprehensive cloud-based GRC solution, provides firms a robust solution to automate and streamline their compliance functions – from the real-time management and communication of policies and procedures to the implementation of a comprehensive compliance education program.
Please contact us for more information or to request a demonstration.