Independent RIAs
Access Compliance FS –
Independent RIAs
As the Independent RIA channel continues its expansion, Advisors and their firms are feeling the impact of building their businesses in a heightened regulatory environment. The need to focus on instituting cultures of compliance, regardless of their size, is paramount to their success.
Access Compliance FS – Independent Registered Investment Advisors, a comprehensive cloud-based GRC solution, provides firms an efficient, affordable, “one-stop-shop” to meet the demands they face – from monitoring changing regulations to administering an appropriate compliance program.
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