Our training services include:

Professional Development
Supporting the ongoing educational needs of NASD licensed professionals. The professional development programs are:

	Focused on common challenges faced by securities professionals of all levels of experience.
	Customized to meet your organization’s education objectives.

NASD Continuing Education
Delivering training that ensures your licensed staff understands and is compliant with applicable rules and regulations. The continuing education programs are:

	Comprehensive courses that integrate product, sales practices, and compliance issues with current regulatory practices and issues.
	Consistent with issues identified in your Firm Element Plan.
	Tailored to reinforce your current business goals and objectives.

Compliance Education
Compliance training targeted for licensed representatives, supervisors, senior management, and non-licensed personnel. The compliance training programs are:

	Thorough reviews of existing and changing regulatory and compliance issues.
	Focused on ensuring sales practices follow regulatory requirements.
	Relevant to the day-to-day operations of your nationwide staff.

Non-Licensed Training
Keeping your non-licensed staff up-to-date on compliance and regulatory issues. The training programs:

	Educate your non-licensed staff on key issues.
	Equip them with the knowledge and skills to cross-reference your products and services.

Consumer Education
Providing your customers with the tools to make intelligent and sound investment decisions. The courses offer:

	Detailed information on investment products, the securities markets, and regulatory issues.
	Customers the opportunity to take an active role in the decision-making process.
	Increased level of partnership and trust between your customers and their advisors.

For further information about CFM or to receive a demonstration, please contact us at info@cfmpartners.com or 202-364-2380.